Clik here to view.
Thumbs Up for Limit Up/Limit Down
According to Trader Magazine’s Peter Chapman, the trading community likes the proposed limit up/limit down rule, but it still has quibbles. The response from traders has largely been positive. “The...
View ArticleClik here to view.
CME Slams Limit Up/Limit Down Plan
As reported by Traders Magazine’s Peter Chapman, CME Group says a proposed limit up/limit down plan for stocks and exchange-traded products is bad market structure. The operator of four futures...
View ArticleClik here to view.
Commissioner Bart Chilton, Commodity Futures Trading Commission (CFTC),...
Commissioner Bart Chilton, Commodity Futures Trading Commission, will return this fall to Golden Networking’s High Frequency Trading Leaders Forum 2012, “How Traders, Brokers, Exchanges and Dark Pools...
View ArticleClik here to view.
FINRA To Crack Down On Dark Pools, High Frequency Trading
According to Michelle Jones, the Financial Industry Regulatory Authority, said it is expanding its oversight of private trading venues known as “dark pools.” The regulator will also keep closer tabs...
View ArticleClik here to view.
U.S. Regulators Investigating if High-frequency Traders are Distorting Stock...
According to The Wall Street Journal’s Scott Patterson, Jenny Strasburg and Jamila Trindle, U.S. regulators are investigating whether high-frequency traders are routinely distorting stock and futures...
View ArticleClik here to view.
FINRA Considering Rule to Require More Dark Pool Data Disclosure
A Wall Street regulator is considering new rules to shine light on dark trading after the largest U.S. dark pool operator stopped sharing data on the volume of its trades. The Financial Industry...
View ArticleClik here to view.
Threats to Financial Markets Lurk in Dark Pools
Regulators on two continents have noticed that too much trading in stocks takes place out of sight. Tomorrow, European finance ministers plan to endorse legislation that would force transactions in...
View ArticleClik here to view.
High-Frequency Traders’ Safeguards Come Under Scrutiny
WASHINGTON—A raft of computer glitches that have plagued markets in recent years amid a burst of high-speed trading is sparking a widening crackdown by Wall Street overseers. Regulators are focusing on...
View ArticleClik here to view.
U.S. regulators scrutinize risk controls for high-frequency trading
NEW YORK – U.S. regulators are taking a deep look at automated trading firms to determine whether adequate risk controls are in place to prevent major technology glitches or at least minimize their...
View ArticleClik here to view.
“Dark pools”, Private “Off-the-record” Buying and Selling of Corporate...
Richard Scamehorn writes that a Dark Pool has no formally designated name because it doesn’t exist as an entity. It only exists in the back rooms of investment bankers — notably in the largest...
View Article
